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Letters to Regulatory Bodies - 2013
May
IOSCO Consultation Report: Principles for Financial Benchmarks
16 May 2013
 
IOSCO Consultation Report: Regulatory Issues Raised by Changes in Market Structure
10 May 2013
 
ASIC Consultation Paper: Derivative transaction reporting
01 May 2013
 
April
ASIC Consultation Paper: Derivative trade repositories
12 April 2013
 
ICAEW Technical Rules: Exposure Draft and Interim Guidance for the Performance of Assurance Work on Benchmarks and Indices
09 April 2013
 
March
EBA Discussion Paper: Defining Liquid Assets in the LCR under the draft CRR
21 March 2013
 
February
SEC Proposed Rule: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants for Capital Requirements for Broker-Dealers
22 February 2013
 
ESMA and EBA Consultation Paper: Principles for Benchmarks-Setting Processes in the EU
15 February 2013
 
Australian Treasury Consultation Paper: Implementation of Australia’s G-20 over-the-counter derivatives commitments
15 February 2013
 
FSA Discussion Paper: The regulation and supervision of benchmarks
13 February 2013
 
IOSCO Consultation Report: Financial Benchmarks
11 February 2013
 
CSA Consultation Paper: Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
04 February 2013
 
January
CFTC Roundtable: Futurization of Swaps
31 January 2013
 
FSA Consultation Paper: The regulation and supervision of benchmarks
16 January 2013
 
FSB Consultation Paper: Strengthening Oversight and Regulation of Shadow Banking
14 January 2013
 
Letters Archive
Letters to Regulatory Bodies - 2012
Letters to Regulatory Bodies - 2011
Letters to Regulatory Bodies - 2010
Letters to Regulatory Bodies - 2009
Letters to Regulatory Bodies - 2008
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